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Jim Goldberg, MBA, LUTCF®

Jim Goldberg, MBA, LUTCF®

Agency Supervisory Officer

Jim Goldberg is a Financial Services Representative affiliated with Opta Financial. His broad knowledge of insurance and investment products gives his clients the confidence they need when working with a financial services representative.

He can offer comprehensive financial strategies and/or focus on one specific area of need.

Jim Goldberg is the Agency Supervisory Officer and monitors compliance for the agency.  He helps ensure our financial professionals conduct their business in an ethical manner and in compliance with the regulations that apply to our business.

Jim began his career in the Financial Services industry in 1995, is a licensed agent and registered principal, has passed the FINRA Series 4, 7, 24, 53, 63 and 65 exams. He has FINRA registrations in Virginia, Washington, D.C., Maryland, Minnesota, West Virginia, Florida, Deleware, Georgia, Pennsylvania, and Texas. Jim also has insurance licenses in Virginia, DC, Maryland, Pennsylvania, California, Florida, Georgia, North Carolina, and West Virginia.

He is a graduate of the United States Military Academy in West Point, New York, and earned his MBA from Monmouth University in New Jersey. Jim and his wife Cindy are both retired Lieutenant Colonels. They have three grown children and reside in Olney, Maryland.